Spring 2012

Spring 2012

Andrew S. May, President of May Law, PC, attended the Midwest Meeting of the National Society of Compliance Professionals. Among the topics covered were meeting with regulators such as the NFA, SEC and FINRA. Mr. May attended workshops on compliance issues for the newly registered investment advisers (RIAs), social media and advertising for broker-dealers (BDs) and RIAs and regulatory examinations for BDs and RIAs. Finally, Mr. May participated in using technology for hedge funds, BDs and RIAs.

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